Leech Tishman’s Corporate Practice Group is committed to establishing a thorough understanding of our clients’ business and working closely with them to create innovative capital-raising solutions to meet their long-term growth objectives. From start-ups to mature companies, operating companies to private funds, our goal is to assist our clients in seeking investment capital while mitigating risk and maximizing opportunities for their business.

As a full-service firm, our Corporate Team regularly collaborates with lawyers in other practice groups including our Intellectual Property, Government Relations, and Tax groups to address related legal issues that often arise with capital-raising transactions.

Our Corporate Practice Group attorneys have extensive capital markets and securities experience, bringing our clients a deep understanding of the relevant regulatory frameworks, the fiduciary duties imposed on directors and officers, and a refined and effective approach to corporate disclosure. We regularly help clients navigate the complex web of federal and state securities laws, including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940 and the Investment Company Act of 1940, FINRA Rules and Regulations and the securities laws in the jurisdiction where the securities will be sold. Our attorneys’ experience includes regulatory defense of inquiries, examinations and investigations by the SEC, FINRA, the CFP Board and state securities and insurance agencies. Accordingly, we apply that experience proactively to help clients minimize potential exposure to securities law violations.

The Capital Markets environment is rapidly changing. Leech Tishman’s attorneys are committed to staying on top of market, regulatory, and economic developments to assist clients in successfully completing financing transactions to support our clients’ growth objectives and continued success.